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Use CaseLegal and ComplianceFinancial Services / Investment banking and investment services

Detect potential insider trading through monitoring data flows

Detect potential insider trading through monitoring data flows (e.g. social media, market activity) from company insiders or close contacts.

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Risk reduction

Risk reduction - Spot issue (eg copyright infringement)

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Operational Support

Operational Support - Issue triage

Description

Detect potential insider trading through monitoring data flows

Technology & data

*** check categry and function

Key considerations

Upside4

Linked Case Studies

Nasdaq enhances conduct surveillance to ensure compliance and transparency to achieve 250% increase in detection acuity using natural language processing and machine learning

Nasdaq purchases AI software company Sybenetix to monitor and flag unusual trader activity using AI

SEC Division of Economic and Risk Analysis

The SEC''s Division of Economic and Risk Analysis identifies potentially fraudulent activity through analysing regulatory filings by using machine learning and natural language processing

Nasdaq invests in AI surveillance software company Digital Reasoning to automate detection of trader misconduct

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Editor: sdg